Eric James Bergenn

Current Employers

Employment History

• 01/2016 → 06/2017
  Foresters Financial Services
  Woburn, MA
• 02/2017 → 10/2018
  Foresters Advisory Services
  East Hartford, CT
• 06/2017 → 10/2018
  Foresters Financial Services
  East Hartford, CT
• 10/2018 → 12/2022
  Mml Investors Services
  West Hartford, CT
• 10/2018 → 12/2022
  Mass Mutual Life Insurance Company
  West Hartford, CT
• 12/2022 → Present
  Kestra Investment Services, Llc
  West Hartford, CT
• 12/2022 → Present
  Kestra Advisory Services, Llc
  West Hartford, CT

Previous Registrations

• 2018-10-25 → 2022-12-13
  Mml Investors Services, Llc
  West Hartford, CT
• 2017-02-22 → 2018-10-22
  Foresters Advisory Services, Llc
  East Hartford, CT

Other Businesses

Name: BERGENN FINANCIAL GROUP POSITION: Registered Rep NATURE: Insurance INVESTMENT RELATED: Yes # OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 12/08/2022 ADDRESS: 45 South Main St, STE 203, West Hartford CT 06107 DESCRIPTION: Registered Rep Name: KESTRA ADVISORY SERVICES POSITION: IAR NATURE: Investment advisory services through Kestra Advisory Services, LLC INVESTMENT RELATED: Yes # OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 12/08/2022 ADDRESS: 5707 Southwest Parkway, Building 2, Suite 400, Austin TX 78735 DESCRIPTION: IAR Name: WEST HARTFORD CHAMBER OF COMMERCE POSITION: Member, Board of Directors NATURE: Board position (Board of Directors, Board of Trustees, etc.) INVESTMENT RELATED: No # OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 06/24/2025 ADDRESS: 948 Farmington Ave, West Hartford CT 06107, United States DESCRIPTION: Attend monthly meetings to discuss the organization and direct it's CEO and subsequently it's staff on operations of the organization and it's committees.

Exams

• S65 Uniform Investment Adviser Law Examination
  2017-02-06
• S63 Uniform Securities Agent State Law Examination
  2014-01-29