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440 Louisiana Street Suite 1240, Houston, TX 77002 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2018-03-08 |
Branch Locations
350 10Th Avenue Suite 1000, San Diego, CA 92101 • United States
440 Louisiana Street Suite 1240, Houston, TX 77002 • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Bank, N.A. | La Jolla | CA | 01/2003 | 01/2017 |
| Wells Fargo Advisors Llc | La Jolla | CA | 07/2010 | 11/2016 |
| Wells Fargo Clearing Services, Llc | La Jolla | CA | 11/2016 | 01/2017 |
| Snowden Lane Partners | New York | NY | 01/2017 | 06/2017 |
| Monex Securities, Inc. | Houston | TX | 09/2017 | Present |
| Monex Asset Management, Inc. | Houston | TX | 09/2017 | Present |
09/01/17 TO PRES; MONEX ASSET MANAGEMENT, INC.; HOUSTON, TX; INVESTMENT RELATED; ADVISORY REPRESENTATIVE.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-07-02 |
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