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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-04-24
NY RA APPROVED 2021-06-14
  • TX RA
    APPROVED_RES
    Since 2026-04-24
  • NY RA
    APPROVED
    Since 2021-06-14

Branch Locations

24 Century Hill Drive Suite 105, Latham, NY 12110 • United States

Moira, NY • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien Yes
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Massmutual Life Insurance Co Latham NY 04/2016 Present
Mml Investors Services, Llc Latham NY 06/2016 Present
Other Businesses

(1) NAME: EMPIRE STATE STRATEGIC PARTNERS, LLC INV REL: Y ADDR: RESIDENTIAL ADDRESS NATURE: OUTSIDE INSURANCE SALES POSITION: INSURANCE BROKER START: 5/10/2017 NO HRS/MO: 10 NO HRS/MO DUR TRADING: 0. DESCRIBE DUTIES: LIFE(TERM/UNIVERSAL/WHOLE), DISABILITY AND HEALTH. (2) NAME: MICHAEL LAPAGE INV REL: Y ADDR: RESIDENTIAL ADDRESS NATURE: OUTSIDE INSURANCE - LIFE, DISABILITY, FIXED ANNUITIES, HEALTH POSITION: REGISTERED REP START: 04/07/2022 NO HRS/MO: 1 NO HRS/MO DUR TRADING: 1 DUTIES: OFFER AND SELL OUTSIDE INSURANCE PRODUCTS.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2014-09-13
  • S63 Uniform Securities Agent State Law Examination
    2014-09-13

View on SEC IAPD

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