Christopher E. Coventry

Current Employers

Planmember Securities Corporation

6267 Carpinteria Avenue, Carpinteria, CA 93013 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2020-05-29

CA RA
APPROVED

Since 2020-05-29

Branch Locations

1600 State Street, Santa Barbara, CA 93101 • United States

6267 Carpinteria Avenue, Carpinteria, CA 93013 • United States

Clearwater, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Planmember Securities Corporation	Carpinteria	CA	11/2013	Present
The Lotter Group	Newport Beach	CA	06/2008	Present

11/2013 → Present

Planmember Securities Corporation

Carpinteria, CA
06/2008 → Present

The Lotter Group

Newport Beach, CA

Other Businesses

1. THE LOTTER GROUP-6 UPPER NEWPORT PLAZA, NEWPORT BEACH, CA 92660; INVESTMENT RELATED; INSURANCE SALES & SERVICES; AGENT/EXECUTIVE PRODUCER; START DATE 6/08; 40 HRS/MNTH & DURING TRADING.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2020-05-29
S63	Uniform Securities Agent State Law Examination	2014-01-13

S65 Uniform Investment Adviser Law Examination

2020-05-29
S63 Uniform Securities Agent State Law Examination

2014-01-13

Other Names

Chris Coventry
Christopher Edward Coventry

View on SEC IAPD

Current Employers

Planmember Securities Corporation

Disclosures

Employment History

Other Businesses

Exams

Other Names

Other Firms

Other Investors

Other Offices

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