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Peter Urrutia

J.P. Morgan Securities LLC

Porter Ranch, CA

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2020-11-18
TX RA APPROVED 2020-11-18
  • CA RA
    APPROVED
    Since 2020-11-18
  • TX RA
    APPROVED
    Since 2020-11-18

Branch Locations

19837 Rinaldi Street, Porter Ranch, CA 91326 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Union Bank Chatsworth CA 03/2008 09/2016
Unionbanc Investment Services, Llc Chatsworth CA 09/2013 09/2016
Primerica Financial Services San Fernando CA 10/2016 04/2019
Pfs Investments Inc. San Fernando CA 10/2016 04/2019
Wells Fargo Clearing Services, Llc Los Angeles CA 04/2019 10/2020
J.P. Morgan Securities Llc Sylmar CA 10/2020 Present
J.P. Morgan Chase Bank, N.A. Sylmar CA 10/2020 Present
  • 03/2008 → 09/2016
    Union Bank
    Chatsworth, CA
  • 09/2013 → 09/2016
    Unionbanc Investment Services, Llc
    Chatsworth, CA
  • 10/2016 → 04/2019
    Primerica Financial Services
    San Fernando, CA
  • 10/2016 → 04/2019
    Pfs Investments Inc.
    San Fernando, CA
  • 04/2019 → 10/2020
    Wells Fargo Clearing Services, Llc
    Los Angeles, CA
  • 10/2020 → Present
    J.P. Morgan Securities Llc
    Sylmar, CA
  • 10/2020 → Present
    J.P. Morgan Chase Bank, N.A.
    Sylmar, CA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-09-29
S63 Uniform Securities Agent State Law Examination 2013-10-28
  • S66 Uniform Combined State Law Examination
    2018-09-29
  • S63 Uniform Securities Agent State Law Examination
    2013-10-28

View on SEC IAPD

Other Firms

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WELLS FARGO CLEARING SERVICES, LLC
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
U.S. BANCORP ADVISORS, LLC
CITIGROUP GLOBAL MARKETS INC.
STATE FARM INVESTMENT MANAGEMENT CORP.
PAUL EDWARD FRITCH CPA
EDWARD JONES

Other Investors

JENNIFER MELISSA DESANTO
JAMES KAING
Raffi Karageuzian
Mathew J Reyna
Katie Jihyun Choi
ZEPYUR VARDANYAN
Steven Krikul
AFRIN AHMED

Other Offices

LPL FINANCIAL LLC · PORTER RANCH, CA
WELLS FARGO CLEARING SERVICES, LLC · NORTHRIDGE, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · NORTHRIDGE, CA
U.S. BANCORP ADVISORS, LLC · Northridge, CA
CITIGROUP GLOBAL MARKETS INC. · Northridge, CA
LPL FINANCIAL LLC · NORTHRIDGE, CA
J.P. MORGAN SECURITIES LLC · CHATSWORTH, CA
LPL FINANCIAL LLC · CHATSWORTH, CA

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