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Wells Fargo Clearing Services, LLC CRD 19616
$671B regulatory AUM 5,302 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2022-01-26 |
| CA | RA | APPROVED | 2020-09-28 |
Branch Locations
19767 Rinaldi St, Northridge, CA 91326 • United States
16844 San Fernando Mission Blvd, Granada Hills, CA 91344 • United States
3059 Townsgate Rd 4Th Fl/Ste 400 [Ld-Rbo], Westlake Village, CA 91361 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Hsbc Bank Usa, N.A. | Pasadena | CA | 11/2015 | 09/2020 |
| Wells Fargo Clearing Services, Llc | Northridge | CA | 09/2020 | Present |
GOAT & LEGENDS CARD VAULT, LLC; NOT INV RELATED; NEWPORT BEACH, CA; 100% OWNERSHIP; 08/2025; 16 HOURS PER MONTH; 0 DURING TRADING; SPORTS AND HOBBY TRADING COLLECTIBLE CARDS
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-10-26 |
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