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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2025-06-05 |
| CA | RA | APPROVED | 2025-06-05 |
| NV | RA | APPROVED | 2025-06-05 |
| NM | RA | APPROVED | 2025-06-05 |
| TX | RA | APPROVED_RES | 2025-06-05 |
| WA | RA | APPROVED | 2025-06-05 |
Branch Locations
9221 Corbin Ave. Ste. 120, Northridge, CA 91324 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Citigroup Global Markets Inc. | Irvine | CA | 12/2007 | 04/2018 |
| Western International Securities, Inc. | Pasadena | CA | 04/2018 | 06/2025 |
| Lpl Financial Llc | Northridge | CA | 06/2025 | Present |
1. 06/05/2025- Oswaldo H Ramos Corporation- Business Entity For Tax/Investment Purposes Only- INV Related- At Reported Business Location(s)- Start date 05/07/2019- 5 Hours Per Month- 5 Hours During Trading 2. 06/05/2025- Oswaldo Ramos- Non-Variable Insurance- INV Related- At Reported Business Location(s)- Start date 11/14/2018- 3 Hours Per Month- 1 Hour During Trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2008-02-29 |
| S63 | Uniform Securities Agent State Law Examination | 1995-02-16 |
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