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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2018-08-30
AZ RA APPROVED 2018-02-14
CA RA APPROVED 2018-02-14
  • TX RA
    APPROVED_RES
    Since 2018-08-30
  • AZ RA
    APPROVED
    Since 2018-02-14
  • CA RA
    APPROVED
    Since 2018-02-14

Branch Locations

19765 Rinaldi St Suite B, Porter Ranch, CA 91326 • United States

2820 Townsgate Rd Ste 120, Westlake Village, CA 91361 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Invest Financial Corp Tampa FL 02/2015 02/2018
Logix Fcu Chatsworth CA 02/2015 Present
Lpl Financial Llc Porter Ranch CA 02/2018 Present
  • 02/2015 → 02/2018
    Invest Financial Corp
    Tampa, FL
  • 02/2015 → Present
    Logix Fcu
    Chatsworth, CA
  • 02/2018 → Present
    Porter Ranch, CA
Previous Registrations
Other Businesses

1. 03/14/2018 - Logix Financial Services - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business). 2. 11/07/2022 - No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Start Date: 01/08/2018 - 20 Hours Per Month/1 Hour During Securities Trading.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-08-20
S63 Uniform Securities Agent State Law Examination 2001-01-22
  • S66 Uniform Combined State Law Examination
    2001-08-20
  • S63 Uniform Securities Agent State Law Examination
    2001-01-22
Other Names
  • Jennifer Melissa Jones

View on SEC IAPD

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