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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-10-15
CA RA APPROVED 2024-10-04
  • TX RA
    APPROVED_RES
    Since 2024-10-15
  • CA RA
    APPROVED
    Since 2024-10-04

Branch Locations

19789 Rinaldi St, Northridge, CA 91326 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Hawaiian Hot Chicken Northridge CA 06/2019 10/2019
Nordstroms Canoga Park CA 11/2019 04/2020
Nordstroms Canoga Park CA 08/2020 09/2020
American Savings La Crescenta CA 06/2021 10/2021
Unemployed Porter Ranch CA 05/2020 07/2020
Unemployed Porter Ranch CA 10/2020 05/2021
Valic Financial Advisors, Inc. Roseville CA 01/2022 03/2022
Unemployed Porter Ranch CA 05/2011 05/2019
Valic Financial Advisors, Inc. Woodland Hills CA 03/2022 09/2024
Agia Houston TX 12/2022 09/2024
Merrill Lynch, Pierce, Fenner & Smith Incorporated Northridge CA 09/2024 Present
Cal State University Northridge Los Angeles CA 09/2018 05/2022
Bank Of America, N.A. Northridge CA 11/2024 Present
  • 06/2019 → 10/2019
    Hawaiian Hot Chicken
    Northridge, CA
  • 11/2019 → 04/2020
    Nordstroms
    Canoga Park, CA
  • 08/2020 → 09/2020
    Nordstroms
    Canoga Park, CA
  • 06/2021 → 10/2021
    American Savings
    La Crescenta, CA
  • 05/2020 → 07/2020
    Unemployed
    Porter Ranch, CA
  • 10/2020 → 05/2021
    Unemployed
    Porter Ranch, CA
  • 01/2022 → 03/2022
    Roseville, CA
  • 05/2011 → 05/2019
    Unemployed
    Porter Ranch, CA
  • 03/2022 → 09/2024
    Woodland Hills, CA
  • 12/2022 → 09/2024
    Agia
    Houston, TX
  • 09/2024 → Present
    Northridge, CA
  • 09/2018 → 05/2022
    Cal State University Northridge
    Los Angeles, CA
  • 11/2024 → Present
    Bank Of America, N.A.
    Northridge, CA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-08-01
  • S66 Uniform Combined State Law Examination
    2022-08-01

View on SEC IAPD

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