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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-05-30
CA RA APPROVED 2023-03-31
  • TX RA
    APPROVED
    Since 2023-05-30
  • CA RA
    APPROVED
    Since 2023-03-31

Branch Locations

19789 Rinaldi St, Northridge, CA 91326 • United States

23929 Valencia Blvd, Valencia, CA 91355 • United States

26811 N Bouquet Canyon Rd, Santa Clarita, CA 91350 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Santa Clarita CA 12/2022 Present
Sams Club Palmdale CA 01/2021 06/2022
Amazon Logistics Palmdale CA 08/2020 01/2021
Chick-Fil-A Palmdale CA 10/2019 04/2020
Ross Stores Palmdale CA 03/2019 10/2019
California Virtual Academy Palmdale CA 12/2012 03/2019
Unpaid Education/Achievable Sie Lancaster CA 06/2022 12/2022
Antelope Valley College/California State University Northridge Lancaster CA 04/2020 08/2021
Bank Of America, N.A. Santa Clarita CA 02/2023 Present
  • 12/2022 → Present
    Santa Clarita, CA
  • 01/2021 → 06/2022
    Sams Club
    Palmdale, CA
  • 08/2020 → 01/2021
    Amazon Logistics
    Palmdale, CA
  • 10/2019 → 04/2020
    Chick-Fil-A
    Palmdale, CA
  • 03/2019 → 10/2019
    Ross Stores
    Palmdale, CA
  • 12/2012 → 03/2019
    California Virtual Academy
    Palmdale, CA
  • 06/2022 → 12/2022
    Unpaid Education/Achievable Sie
    Lancaster, CA
  • 04/2020 → 08/2021
    Antelope Valley College/California State University Northridge
    Lancaster, CA
  • 02/2023 → Present
    Bank Of America, N.A.
    Santa Clarita, CA
Other Businesses

I*4876268, Entity Type: , Name of OBA: Rental Property - 09-Jul-26 - 1, Address: Leona Valley, California, 93551, Investment Related: N, Position, Title, Association: Sole owner, Employee Start Date: 08/01/2026, No Hours: 2 Monthly, No Hours during Trading: 0 Monthly, Duties:

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-03-29
  • S66 Uniform Combined State Law Examination
    2023-03-29

View on SEC IAPD

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