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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2023-08-10
  • MN RA
    APPROVED
    Since 2023-08-10

Branch Locations

400 Robert St N Ste 800, St Paul, MN 55101 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Minnesota Life Ins Co St Paul MN 03/2004 08/2023
Securian Financial Services, Inc St Paul MN 04/2015 08/2023
Park Square Theatre St Paul MN 03/2012 Present
Cetera Wealth Services, Llc El Segundo CA 08/2023 Present
Cetera Investment Advisers Llc Schaumburg IL 08/2023 Present
  • 03/2004 → 08/2023
    Minnesota Life Ins Co
    St Paul, MN
  • 04/2015 → 08/2023
    Securian Financial Services, Inc
    St Paul, MN
  • 03/2012 → Present
    Park Square Theatre
    St Paul, MN
  • 08/2023 → Present
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 08/2023 → Present
    Schaumburg, IL
Previous Registrations
  • 2017-06-05 → 2023-08-10
    Securian Financial Services, Inc.
    St Paul, MN
  • 2017-06-05 → 2021-11-08
    Cri Securities, Llc
    St Paul, MN
Other Businesses

PARK SQUARE THEATRE POSITION: Employee NATURE: Employee INVESTMENT RELATED: No NUMBER OF HOURS: 15 SECURITIES TRADING HOURS: 0 START DATE: 03/01/2012 ADDRESS: , St. Paul MN , United States DESCRIPTION: Employee

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-10-27
  • S66 Uniform Combined State Law Examination
    2015-10-27

View on SEC IAPD

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