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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-08-06
MD RA APPROVED 2009-06-12
  • TX RA
    APPROVED_RES
    Since 2020-08-06
  • MD RA
    APPROVED
    Since 2009-06-12

Branch Locations

12 Locust Lane, Westminster, MD 21157 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James & Associates Westminster MD 06/2009 Present
  • 06/2009 → Present
    Raymond James & Associates
    Westminster, MD
Previous Registrations
Other Businesses

1)NAME OF BUSINESS : EVERGREEN BUILDERS, INC ADDRESS: 1103 BARLEY CUTTER ROAD,HAMPSTEAD, MD NATURE OF THE BUSINESS: BUSINESS OWNER POSITION/TITLE: OFFICER - SECRETARY INVESTMENT RELATED:NO START DATE: 10/01/1996 HOURS PER MONTH DEVOTED TO THIS BUSINESS: 12 HOURS PER MONTH DEVOTED TO THIS BUSINESS DURING TRADING HOURS: 0 DESCRIPTION OF DUTIES: ACCOUNTING, PAYROLL, TYPING, AND FILING. 2)Name of Business : Human Services Program of Carroll County, Inc Address: Westminster, MD Nature of the Business: Board Member/Officer/Director Position/Title: Board Member/Officer/Director Investment Related:No Start Date: 10/19/2017 Hours per month devoted to this business: 5 Hours per month devoted to this business during trading hours: 0 Description of duties: Board Member 3.Name of Business : YES! Address: Westminster, MD Nature of the Business: Board Member/Officer/Director Position/Title: Board Member/Officer/Director Investment Related: No Start Date: 06/25/2019 Hours per month devoted to this business: 2 Hours per month devoted to this business during trading hours: 0 Description of duties: Board Member 4) Name of Business: Address: 1103 Barley Cutter Road, Hampstead, MD, 21074, United States Activity Type: Rental Real Estate Position/Title: Owner/Proprietor Investment Related: Yes Start Date: 06/01/2020 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Pay expenses and perform maintenance as needed

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-04-25
  • S66 Uniform Combined State Law Examination
    2007-04-25
Other Names
  • Lisa Marie Schlotterbeck
  • Lisa M Goretsas

View on SEC IAPD

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