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858 Camp Street, New Orleans, LA 70130 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TN | RA | APPROVED | 2022-09-23 |
Branch Locations
5400 Poplar Avenue Suite 210, Memphis, TN 38119 • United States
858 Camp Street, New Orleans, LA 70130 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ftb Advisors, Inc. | Memphis | TN | 11/2013 | 09/2022 |
| Lpl Financial | Memphis | TN | 09/2022 | Present |
| Newedge Advisors, Llc. | New Orleans | LA | 09/2022 | Present |
1.) 04/17/2023 - Alluvial WP - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date 09/26/2022 - 160 Hours Per Month/8 Hours During Securities Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-07-17 |
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