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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2022-10-28 |
Branch Locations
250 Nicollet Mall Suite 2000, 16Th Floor, Minneapolis, MN 55401-1931 • United States
9465 Wilshire Boulevard Suite 700, Beverly Hills, CA 90212-2351 • United States
Cathedral City, CA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| New York Life Insurance Ins. | Addison | TX | 06/2015 | 11/2021 |
| Nylife Securities Llc | Addison | TX | 02/2016 | 05/2021 |
| Nylife Distributors Llc | Cathedral City | CA | 05/2021 | 11/2021 |
| Rbc Capital Markets, Llc | Beverly Hills | CA | 12/2021 | Present |
[Rental Property; owner; investment related; condo rental; 933 Shoreline Drive Apt 307 Alameda CA 94501; start date 05/2014 ; no time spent on activity] Melissa Winn Photography; 35538 Paseo Circulo East; Cathedral City CA 92234; not investment related; family photography; 10 hours per month not during normal business hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-10-28 |
| S63 | Uniform Securities Agent State Law Examination | 2014-05-16 |
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