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1200 17Th Street Suite 2000, Denver, CO 80202 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2026-05-19 |
Branch Locations
1200 17Th Street Suite 2000, Denver, CO 80202 • United States
600 N. Cleveland Avenue Suite 140, Westerville, OH 43082 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Mercer Global Advisors Inc. | Westerville | OH | 05/2026 | Present |
| Merrill Lynch, Pierce Fenner & Smith | Columbus | OH | 04/2016 | 02/2019 |
| Raymond James Financial Services, Inc. | Columbus | OH | 02/2019 | 04/2022 |
| Raymond James Financial Services Advisors, Inc. | Columbus | OH | 02/2019 | 03/2022 |
| Mgo One Seven Llc Dba Chen Wealth Services | Beachwood | OH | 04/2022 | 11/2022 |
| Fsc Securities Corp | Worthington | OH | 11/2022 | 11/2023 |
| Osaic Wealth, Inc. | Worthington | OH | 11/2023 | 07/2024 |
| Prairieview Wealth Partners, Llc | Orland Park | IL | 10/2024 | 05/2026 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-06-23 |
| S63 | Uniform Securities Agent State Law Examination | 2015-01-16 |
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