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Brittany Ellen Rice

Mercer Global Advisors Inc.

Denver, CO

Denver, CO

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Current Employers
Mercer Global Advisors Inc.

1200 17Th Street Suite 2000, Denver, CO 80202 • United States

Current Registrations

AuthorityCategoryStatusDate
NE RA APPROVED 2023-08-25
LA RA APPROVED 2023-08-23
TX RA APPROVED 2023-08-23
CO RA APPROVED 2020-07-29
  • NE RA
    APPROVED
    Since 2023-08-25
  • LA RA
    APPROVED
    Since 2023-08-23
  • TX RA
    APPROVED
    Since 2023-08-23
  • CO RA
    APPROVED
    Since 2020-07-29

Branch Locations

4600 S Ulster St Suite 1050, Denver, CO 80237 • United States

1200 17Th Street Suite 2000, Denver, CO 80202 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services Greenwood Village CO 04/2018 09/2020
Raymond James Financial Services Greenwood Village CO 08/2013 04/2018
Mj Smith And Associates Greenwood Village CO 08/2013 06/2020
Mercer Global Advisors Inc. Greenwood Village CO 07/2020 04/2021
Lion Street Financial Greenwood Village CO 02/2021 12/2024
Mercer Global Advisors Inc. Denver CO 04/2021 09/2024
Mercer Global Advisors Inc. Denver CO 09/2024 Present
  • 04/2018 → 09/2020
    Raymond James Financial Services
    Greenwood Village, CO
  • 08/2013 → 04/2018
    Raymond James Financial Services
    Greenwood Village, CO
  • 08/2013 → 06/2020
    Mj Smith And Associates
    Greenwood Village, CO
  • 07/2020 → 04/2021
    Mercer Global Advisors Inc.
    Greenwood Village, CO
  • 02/2021 → 12/2024
    Lion Street Financial
    Greenwood Village, CO
  • 04/2021 → 09/2024
    Mercer Global Advisors Inc.
    Denver, CO
  • 09/2024 → Present
    Mercer Global Advisors Inc.
    Denver, CO
Previous Registrations
  • 2020-02-27 → 2021-03-29
    M. J. Smith And Associates
    Greenwood Village, CO
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2018-12-03
  • S63 Uniform Securities Agent State Law Examination
    2018-12-03
Designations

View on SEC IAPD

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