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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2014-02-24
CT RA APPROVED 2013-11-22
  • TX RA
    APPROVED
    Since 2014-02-24
  • CT RA
    APPROVED
    Since 2013-11-22

Branch Locations

45 William St, Wellesley Hills, MA 02481 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Newton MA 08/2013 Present
Bank Of America N.A. Newton MA 02/2014 Present
Other Businesses

I*1701293, Entity Type, Name of OBA: Rental Property 1, Address:Boston, MA 02128, Investment Related:No, Position, Title, Association: Co-owner with other family members, Employee Start Date:02/20/24 No Hours: No Hours during trading: Duties:

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-11-21
  • S66 Uniform Combined State Law Examination
    2013-11-21

View on SEC IAPD

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