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Jake Alexander Mclean

LPl Financial LLC

Charlottesville, VA

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-07-18
VA RA APPROVED 2023-07-18
  • TX RA
    APPROVED
    Since 2023-07-18
  • VA RA
    APPROVED
    Since 2023-07-18

Branch Locations

2410 Old Ivy Rd, Suite 210, Charlottesville, VA 22903 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
First Citizens Investor Services Raleigh NC 01/2015 02/2017
Wells Fargo Clearing Services, Llc Roanoke VA 02/2017 07/2023
Lpl Financial Llc Charlottesville VA 07/2023 Present
Previous Registrations
Other Businesses

1. 01/22/2024 - Rocket Combat Sports - Outside/W-2 Employment - Business Officer - Not Investment Related - Along the East Coast - Start Date 11/01/2023 - 2 Hours Per Month/ 0 Hours During Trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-10-17
  • S66 Uniform Combined State Law Examination
    2013-10-17
Other Names
  • Jake Alexander Mclean
  • Jake Mclean

View on SEC IAPD

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