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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-08-03 |
Branch Locations
3 Lear Jet Ln Stes 200N & 201N, Latham, NY 12110 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Edward Jones | St Louis | MO | 09/2013 | 09/2016 |
| Unemployed | West Sand Lake | NY | 09/2016 | 10/2016 |
| Invest Financial Corporation | Tampa | FL | 10/2016 | Present |
| Lpl Financial Llc | Latham | NY | 02/2018 | Present |
1. 02/14/2018 - New York Long Term Care Brokers - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - agent. 2. 02/14/2018 - Empire Financial Advisors Inc - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date 10/2016. 3. 02/14/2018 - Penn Mutual - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Agent. 4. 02/14/2018 - Lincoln - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Agent - start date:11/11/2019 - 64 hrs/mo - 6 hrs during trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2013-11-08 |
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