Daniel I Barotz

Current Employers

Employment History

• 07/2013 → 01/2021
  Ubs Financial Services Inc
  Denver, CO
• 01/2021 → Present
  Focused Alpha, Llc
  Denver, CO

Previous Registrations

• 2011-08-26 → 2021-01-22
  Ubs Financial Services Inc.
  Denver, CO
  Denver, CO
• 2009-06-01 → 2011-09-07
  Morgan Stanley
  Greenwood Village, CO
• 2007-04-02 → 2009-06-01
  Morgan Stanley & Co. Llc
  Centennial, CO
• 2007-02-16 → 2007-04-02
  Morgan Stanley Dw Inc.
  Centennial, CO
• 2006-09-11 → 2007-02-21
  Wells Fargo Clearing Services, Llc
  Greenwood Village, CO

Other Businesses

1)TEMPLE EMANUEL / 51 GRAPE STREET DENVER CO 80220 / OTHER / CHARITIES, CULTURAL, EDUCATIONAL & POLITICAL ORGANISATIONS / RELIGIOUS ENTITY / MEMBER OF A COMMITTEE REPRESENTING THE INTERESTS OF ANY THIRD PARTY/PARTIES WITH A RELATIONSHIP WITH THE ORGANIZATION (I.E. CREDITOR'S COMMITTEE) / INVESTMENT COMMITEE MEMBER / START DATE 06/01/2011. 2)TALIORED CATERING SOLITIONS / DENVER CO 80211 / PARTNERSHIP / SERVICES (BUSINESS, PROFESSIONAL, SUPPORT) / CATERING LOGISTICS / PARTNER / INVESTOR / START DATE 07/01/2011. 3)EcoMark Solar: Advisory Board Member, Investor EcoMark Solar offers solar panel consultation and design to financing, solar installation, and aftercare 4)PackBack: Investor PackBack enables inquiry-based online discussion at scale. Using AI, the platform acts as a Digital TA to coach students to ask their open-ended questions, auto-moderate the discussion, and help instructors amplify the impact of their feedback 5)SMRxt: Investor SMRxt's medication adherence system, Nomi, captures data to reveal how patients take medication. 6)Daniel Barotz is a licensed insurance agent and may recommend insurance products offered by such carriers for whom he functions as an agent and receive a commission for doing so.

Exams

• S66 Uniform Combined State Law Examination
  2006-09-09