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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-04-16
TX RA APPROVED_RES 2021-03-03
CT RA APPROVED 2016-08-24
  • NY RA
    APPROVED
    Since 2021-04-16
  • TX RA
    APPROVED_RES
    Since 2021-03-03
  • CT RA
    APPROVED
    Since 2016-08-24

Branch Locations

100 Summit Lake Dr Ste 150, Valhalla, NY 10595 • United States

Greenwich, CT • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Valhalla NY 12/2014 03/2020
Ameriprise Financial Services, Llc Valhalla NY 03/2020 Present
Other Businesses

Business Ownership; Lasco Associates LLC; Owner; Manage Ameriprise Business; 100 Summit Lake Dr, Suite 150, Valhalla, NY, 10595; Investment-Related; 12/01/2025; 1 to 9 hours per month; 1 to 9 during trading hours. Board of Directors; Financial Planning Association of the Greater Hudson Valley; NexGen Director; 1290 Broadway, Suite 1625, , Denver, CO, 80203; Not Investment-Related; 09/01/2017; 1 to 9 hours per month; 1 to 9 during trading hours / Fordham University Alumni Westchester; Co-President; 400 Westchester Ave, , West Harrison, NY, 10604; Not Investment-Related; 12/15/2017; 1 to 9 hours per month; 0 during trading hours. Outside Employment; Lasco Associates LLC; Owner; Manage advisory business; 100 Summit Lake Dr, Suite 150, Valhalla, NY, 10595; Investment-Related; 01/01/2026; 20 to 39 hours per month; 20 to 39 during trading hours / Self-employed; Technology Support - Technology support for individuals, such as setting up new computers, email accounts, smart TV systems, or other personal technology issues.; Technology support for individuals such as setting up new computers, email accounts, smart TV systems, and other personal technology issues.; 124 Ritch Ave W, Apt C101, Greenwich, CT, 06830; Not Investment-Related; 08/21/2020; 1 to 9 hours per month; 0 during trading hours. Other Business Activities; Elizabeth Seton Children Pediatric Center's Advisory Committee; Key responsibilities would include: Participating in engagement activities like cultivation receptions, assisting in outreach to community groups (corporations, schools and foundations) and encouraging people to meet the children and tour the children's center.; 300 Corporate Boulevard South, , Yonkers, NY, 10701; Not Investment-Related; 03/03/2020; 1 to 9 hours per month; 0 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-08-29
  • S66 Uniform Combined State Law Examination
    2015-08-29
Other Names
  • David Lasco
  • David Anthony Lasco

View on SEC IAPD

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