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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KS | RA | APPROVED | 2024-05-02 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Security Distributors, Llc | Topeka | KS | 08/2013 | 12/2023 |
| Envista Credit Union | Topeka | KS | 12/2023 | Present |
| Lpl Financal Llc | Topeka | KS | 12/2023 | Present |
1. 05/28/2024 - Envista Investment Advisors - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 05/02/2024 - 160 Hours Per Month/ 8 Hours During Trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2024-05-02 |
| S63 | Uniform Securities Agent State Law Examination | 2021-11-30 |
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