James Wilkes

J.P. Morgan Securities LLC

Hackettstown, NJ

Claim This Profile

Current Employers

J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2021-06-01
NJ	RA	APPROVED	2015-12-22

TX RA
APPROVED_RES

Since 2021-06-01
NJ RA
APPROVED

Since 2015-12-22

Branch Locations

1250 Route 46, Ledgewood, NJ 07852 • United States

227 Mountain Ave., Hackettstown, NJ 07840 • United States

80 U S Highway 206, Stanhope, NJ 07874 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Jp Morgan Securities Llc	Short Hills	NJ	11/2015	Present
Jp Morgan Chase Bank	Short Hills	NJ	11/2015	02/2017
Jp Morgan Chase Bank, N.A.	Short Hills	NJ	02/2017	Present

11/2015 → Present

Jp Morgan Securities Llc

Short Hills, NJ
11/2015 → 02/2017

Jp Morgan Chase Bank

Short Hills, NJ
02/2017 → Present

Jp Morgan Chase Bank, N.A.

Short Hills, NJ

Previous Registrations

2014-01-13 → 2015-10-20

Securian Financial Services, Inc.

Parsippany, NJ

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2013-10-14

S66 Uniform Combined State Law Examination

2013-10-14

Other Names

James Wilkes
James C Wilkes
James Christopher Wilkes

View on SEC IAPD

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