Benjamin David Long

Current Employers

Employment History

• 09/2012 → 06/2017
  Bank Of America
  Plano, TX
• 06/2017 → 12/2019
  Axa Advisors, Llc
  New York City, NY
• 12/2019 → 01/2024
  Purshe Kaplan Sterling Investments, Inc
  Albany, NY
• 06/2020 → 12/2022
  Thrivent Advisor Network, Llc
  Dallas, TX
• 01/2023 → Present
  49 Wealth Management Llc
  Austin, TX
• 01/2024 → Present
  Oakwood Capital Securities, Inc.
  Minneapolis, MN

Previous Registrations

• 2020-06-23 → 2022-12-31
  Thrivent Advisor Network, Llc
  Dallas, TX
  Minneapolis, MN
• 2020-01-16 → 2020-07-02
  Pks Advisory Services, Llc
  Albany, NY
• 2017-12-22 → 2019-12-16
  Equitable Advisors, Llc
  Richardson, TX
  Dallas, TX
  Dallas, TX
  Dallas, TX

Other Businesses

1) Benjamin Long is dually-registered with 49 Wealth Management LLC. Benjamin Long has served as an investment advisor representative for 49 Wealth Management LLC since 01/2023. Business is conducted from 14555 Dallas Parkway, Suite 100-212, Dallas, TX 75254. Approximately 90% of Benjamin Long's time is for services as an investment advisor representative and the balance as a registered representative. 2) 49 Financial through Financial Independence Group; Non-Investment Related; 14555 Dallas Parkway, Suite 100-212, Dallas, TX 75254; Fixed Insurance Sales Agent since 11/2019; approximately 16 hours per month during business hours. 3) Oakwood Capital Securities; investment related; 14555 Dallas Pkwy ste 100 Dallas TX 75254 United States; Registered Representative; Start date: 2024-01-08; 180 Hours per month during trading hours; 40 Hours per months outside trading hours.

Exams

• S65 Uniform Investment Adviser Law Examination
  2017-12-20
• S63 Uniform Securities Agent State Law Examination
  2017-07-25

Other Names

• Benjamin Long