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3711 S Mopac Expy Suite 150, Austin, TX 78746 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-01-03 |
Branch Locations
3711 S Mopac Expy Suite 150, Austin, TX 78746 • United States
3400 N Central Expy Suite #110-260, Richardson, TX 75080 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Unemployed | Dallas | TX | 01/2018 | 03/2018 |
| Low T Center | Colleyville | TX | 08/2016 | 12/2017 |
| Axa Advisors, Llc | New York | NY | 03/2018 | 12/2019 |
| Purshe Kaplan Sterling Investments, Inc. | Albany | NY | 12/2019 | 01/2024 |
| Thrivent Advisor Network, Llc | Dallas | TX | 06/2020 | 12/2022 |
| 49 Wealth Management Llc | Austin | TX | 01/2023 | Present |
| Oakwood Capital Securities, Inc. | Minneapolis | MN | 03/2024 | Present |
1) 49 Wealth Management LLC. Mitchell Johnson has served as an investment advisor representative for 49 Wealth Management and a registered representative since 10/2019. Business is conducted from 14555 Dallas Parkway Suite, 100-212, Dallas, TX 75254. Approximately 90% of Mitchell Johnson's time is for services as an investment advisor representative and the balance as a registered representative. 2) 49 Financial through Financial Independence Group; Non-Investment Related; 14555 Dallas Parkway Suite, 100-212, Dallas, TX 75254; Fixed Insurance Sales Agent since 01/2023; approximately 16 hours per month during business hours. 3) Oakwood Capital Securities; investment related; 14555 Dallas Pkwy Suite 100-212 Dallas TX 7254 US; Helping to serve clients with our different levels of comprehensive planning with variable products; Registered Representative; Helping to bring clarity to clients around their financial planning needs; Start date: 2024-08-06; 40 Hours per month during trading hours; 10 Hours per month outside trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-04-04 |
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