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Mitchell Alan Johnson

49 Financial

Austin, TX

Richardson, TX

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Current Employers
49 Financial

3711 S Mopac Expy Suite 150, Austin, TX 78746 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-01-03
  • TX RA
    APPROVED
    Since 2023-01-03

Branch Locations

3711 S Mopac Expy Suite 150, Austin, TX 78746 • United States

3400 N Central Expy Suite #110-260, Richardson, TX 75080 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Unemployed Dallas TX 01/2018 03/2018
Low T Center Colleyville TX 08/2016 12/2017
Axa Advisors, Llc New York NY 03/2018 12/2019
Purshe Kaplan Sterling Investments, Inc. Albany NY 12/2019 01/2024
Thrivent Advisor Network, Llc Dallas TX 06/2020 12/2022
49 Wealth Management Llc Austin TX 01/2023 Present
Oakwood Capital Securities, Inc. Minneapolis MN 03/2024 Present
  • 01/2018 → 03/2018
    Unemployed
    Dallas, TX
  • 08/2016 → 12/2017
    Low T Center
    Colleyville, TX
  • 03/2018 → 12/2019
    Axa Advisors, Llc
    New York, NY
  • 12/2019 → 01/2024
    Purshe Kaplan Sterling Investments, Inc.
    Albany, NY
  • 06/2020 → 12/2022
    Dallas, TX
  • 01/2023 → Present
    49 Wealth Management Llc
    Austin, TX
  • 03/2024 → Present
    Oakwood Capital Securities, Inc.
    Minneapolis, MN
Previous Registrations
Other Businesses

1) 49 Wealth Management LLC. Mitchell Johnson has served as an investment advisor representative for 49 Wealth Management and a registered representative since 10/2019. Business is conducted from 14555 Dallas Parkway Suite, 100-212, Dallas, TX 75254. Approximately 90% of Mitchell Johnson's time is for services as an investment advisor representative and the balance as a registered representative. 2) 49 Financial through Financial Independence Group; Non-Investment Related; 14555 Dallas Parkway Suite, 100-212, Dallas, TX 75254; Fixed Insurance Sales Agent since 01/2023; approximately 16 hours per month during business hours. 3) Oakwood Capital Securities; investment related; 14555 Dallas Pkwy Suite 100-212 Dallas TX 7254 US; Helping to serve clients with our different levels of comprehensive planning with variable products; Registered Representative; Helping to bring clarity to clients around their financial planning needs; Start date: 2024-08-06; 40 Hours per month during trading hours; 10 Hours per month outside trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-04-04
  • S66 Uniform Combined State Law Examination
    2018-04-04
Other Names
  • Mitchell Johnson
  • Mitch Johnson

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