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3711 S Mopac Expy Suite 150, Austin, TX 78746 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2023-01-09 |
| TX | RA | APPROVED | 2023-01-03 |
Branch Locations
3711 S Mopac Expy Suite 150, Austin, TX 78746 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Unemployed | Sugarland | TX | 05/2017 | 06/2017 |
| Texas A&M University | College Station | TX | 08/2013 | 05/2017 |
| Group Threads | College Station | TX | 01/2017 | 05/2017 |
| Axa Advisors. Llc | New York | NY | 08/2017 | 11/2019 |
| Purshe Kaplan Sterling Investments, Inc. | Albany | NY | 11/2019 | 01/2024 |
| Thrivent Advisor Network, Llc Dba 49 Financial | Austin | TX | 06/2020 | 12/2022 |
| 49 Wealth Management Llc | Austin | TX | 01/2023 | Present |
| Oakwood Capital Securities, Inc. | Minneapolis | MN | 01/2024 | Present |
Dually-registered with 49 Wealth Management LLC. Gregory Rosner has served as an investment advisor representative for 49 Wealth Management and an registered representative with PKS since 01/2023. Business is conducted from 1213 W Morehead St, Suite 508 Charlotte NC 28208. Approximately 90% of Gregory Rosner's time is for services as an investment advisor representative and the balance as a registered representative. Insurance Sales; 1213 W Morehead St, Suite 508 Charlotte NC 28208; Non-Investment Related; Appx 10% of time during the month Market Vice President and a Registered Representative at Oakwood Capital Securities; Investment related: Yes; Location: 1213 W Morehead St Charlotte NC 28208; Start date: 2024-07-23; Hours devoted to business during trading hours: 5; Hours devoted to business outside trading hours: 1; Percentage of total yearly compensation expected to be derived from the business: 25. Market Vice President at Financial Independence Group; Investment related: Yes; Location: 1213 W Morehead St Charlotte NC 28208; Start date: 2024-07-23; Hours devoted to business during trading hours: 5; Hours devoted to business outside trading hours: 1; Percentage of total yearly compensation expected to be derived from the business: 25. Ranch Water Pool Co.; Owner; Non-investment related; since 6/16/2025; 17229 Rossignol Cove Austin, Tx. 78738; Pool maintenance and repair company based in Texas. We are purchasing the pool route from an existing company; 10 hours per month during and after business hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-07-25 |
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