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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2019-08-12
  • OH RA
    APPROVED
    Since 2019-08-12

Branch Locations

5905 E Galbraith Rd Ste 4200, Cincinnati, OH 45236-2375 • United States

Cincinnati, OH • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fidelity Covington KY 10/2011 06/2017
Ameriprise Financial Services Inc Cincinnati OH 11/2017 03/2020
Unemployed Hebron KY 06/2017 11/2017
Ameriprise Financial Services, Llc Cincinnati OH 03/2020 Present
  • 10/2011 → 06/2017
    Fidelity
    Covington, KY
  • 11/2017 → 03/2020
    Ameriprise Financial Services Inc
    Cincinnati, OH
  • 06/2017 → 11/2017
    Unemployed
    Hebron, KY
  • 03/2020 → Present
    Cincinnati, OH
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-07-09
S63 Uniform Securities Agent State Law Examination 2013-10-11
  • S66 Uniform Combined State Law Examination
    2015-07-09
  • S63 Uniform Securities Agent State Law Examination
    2013-10-11

View on SEC IAPD

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