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880 Carillon Parkway, St. Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2021-09-29 |
| TN | RA | APPROVED | 2021-05-21 |
Branch Locations
1100 Ridgeway Loop Road Suite 500, Memphis, TN 38120 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Duncan-Williams, Inc. | Memphis | TN | 08/2013 | 04/2021 |
| Raymond James And Associates, Inc | Memphis | TN | 04/2021 | Present |
(1)Name of Business: Address: 2928 garden lane, memphis, TN, 38111, United States Activity Type: Rental Real Estate Position/Title: Owner/Proprietor Investment Related: Yes Start Date: 05/07/2026 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: I am just renting out a second home (2)Name of Business: Memphis Country Club Address: 600 Goodwyn Street, Memphis, TN, 38111, United States Activity Type: Non profit Position/Title: Board Member Investment Related: Yes Start Date: 12/16/2025 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: A board member that is in charge of the pool (3)Name of Business: St Johns Episcopal Church Address: 2928 Garden Lane, Memphis, TN, 38111, United States Activity Type: Religious Position/Title: Finance/Investment Committee Member Investment Related: Yes Start Date: 09/29/2025 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: My wife and I have been asked to be on the the capital capaign committee for our church. This would entail calling on church members to pledge for the campaign. (4)Name of Business: Thorn Society Executive Committee Address: 2928 Garden Ln, Memphis, TN, 38111, United States Activity Type: Non profit Position/Title: Subcommittee Member Investment Related: Yes Start Date: 10/01/2024 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: I have been asked to be a member of the Thorn Society Executive Committee at my alma mater, Memphis University School. This committee identifies alumni that could potentially donate to become a member of the Thorn Society (donation between $1,000 and $4,999)
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2021-05-14 |
| S63 | Uniform Securities Agent State Law Examination | 2014-11-19 |
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