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Briana Christine Harmon

Northrock Partners, LLC

Minneapolis, MN

Roseville, CA

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Current Employers
Northrock Partners, Llc

225 South Sixth Street Suite 1400, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2026-02-20
  • CA RA
    APPROVED
    Since 2026-02-20

Branch Locations

225 South Sixth Street Suite 1400, Minneapolis, MN 55402 • United States

3741 Douglas Blvd Ste 290, Roseville, CA 95661 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. Sacramento CA 08/2013 03/2021
Ameriprise Financial Services, Llc Rosevile CA 03/2021 07/2025
Northrock Partners, Llc Roseville CA 07/2025 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-09-25
  • S66 Uniform Combined State Law Examination
    2015-09-25
Other Names
  • Briana Christine Mueller
  • Briana Christine Harmon
  • Briana Harmon

View on SEC IAPD

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