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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2016-08-16 |
| CA | RA | APPROVED | 2014-11-26 |
Branch Locations
1424 State St, Santa Barbara, CA 93101 • United States
11811 Bernardo Plaza Ct, San Diego, CA 92128 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Northridge | CA | 10/2014 | Present |
| Bank Of America, N.A. | Northridge | CA | 10/2014 | Present |
I*1785270, Entity Type: Entity For Profit, Name of OBA: Perfect Pathology Medical PC, Address: Oxnard, CA, 93030, Investment Related: No, Position, Title, Association: Director, Employee Start Date: 05/05/2022, No Hours: 0.25hrs/Mo, No Hours during trading: 0, Duties: This my wife's medical practice, she's a physician at Dignity Hospital and consults medical labs. This is an S-Corp with no employees, aside from herself. I will be assisting her with basic money movements in/out money market, to/from same name and common owned accounts, check writing, deposits. Responsibilities will be minimal, approximately 1-2 hours per quarter. I*: 2578308 Entity Type: Rental Property Name of OBA: Rental Property 1 Address: Westlake Village, CA 91361 Investment Related: No Position, Title, Association: Co-owner with other family members Employee Start Date: 09/01/2025 Number of Hours: 0 Number of Hours during trading: 0 Duties: Co-owner with other family members of rental property
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2013-10-01 |
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