Best Investors Account Sign in
Inactive

Charles F Thalheimer

Northrock Partners, LLC

Minneapolis, MN

Deer Park, IL

Claim This Profile
Current Employers
Northrock Partners, Llc

225 South Sixth Street Suite 1400, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2024-02-09
NC RA APPROVED 2024-02-09
MN RA APPROVED 2023-01-04
WA RA APPROVED 2023-01-04
WI RA APPROVED 2022-12-08
IL RA APPROVED 2019-08-09
TX RA APPROVED 2019-08-09
  • CA RA
    APPROVED
    Since 2024-02-09
  • NC RA
    APPROVED
    Since 2024-02-09
  • MN RA
    APPROVED
    Since 2023-01-04
  • WA RA
    APPROVED
    Since 2023-01-04
  • WI RA
    APPROVED
    Since 2022-12-08
  • IL RA
    APPROVED
    Since 2019-08-09
  • TX RA
    APPROVED
    Since 2019-08-09

Branch Locations

225 South Sixth Street Suite 1400, Minneapolis, MN 55402 • United States

21925 Field Parkway Suite 220, Deer Park, IL 60010 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Barrington IL 07/2009 08/2019
Northrock Partners Minneapolis MN 08/2019 Present
  • 07/2009 → 08/2019
    Ameriprise Financial Services, Inc.
    Barrington, IL
  • 08/2019 → Present
    Northrock Partners
    Minneapolis, MN
Previous Registrations
Other Businesses

BOARD OF DIRECTORS FOR BARRINGTON YOUTH AND FAMILY SERVICES; MAINTAINS CURRENT IL INSURANCE LICENSURE

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-06-22
  • S66 Uniform Combined State Law Examination
    2006-06-22
Designations
Other Names
  • Charles F Thalheimer Jr
  • Chad Thalheimer

View on SEC IAPD

Other Firms

HAYS FINANCIAL GROUP, LLC
THRIVENT ASSET MANAGEMENT, LLC
THRIVENT PRIVATE INVESTMENTS
THRIVENT FINANCIAL FOR LUTHERANS
CETERA INVESTMENT ADVISERS LLC
LPL FINANCIAL LLC
VAN CLEMENS WEALTH MANAGEMENT, LLC
LOGAN PARK WEALTH MANAGEMENT

Other Investors

Matthew William Hogan
GREGORY ALAN KLEIN
Bryon Andrew Eggan
JAMES P MILEY
ROBYN MARY JOYNER
Cole Hendrickson Carter
Casey Mitchell
Jennifer Elizabeth Finn

Other Offices

HAYS FINANCIAL GROUP, LLC · MINNEAPOLIS, MN
THRIVENT ASSET MANAGEMENT, LLC · MINNEAPOLIS, MN
THRIVENT PRIVATE INVESTMENTS · MINNEAPOLIS, MN
THRIVENT FINANCIAL FOR LUTHERANS · MINNEAPOLIS, MN
CETERA INVESTMENT ADVISERS LLC · MINNEAPOLIS, MN
THRIVENT ASSET MANAGEMENT, LLC · Minneapolis, MN
LPL FINANCIAL LLC · MINNEAPOLIS, MN
THRIVENT ASSET MANAGEMENT, LLC · Minneapolis, MN

More in Minneapolis, MN

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor