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Amy Lee Hollowell

Ameriprise Financial Services, LLC

Cincinnati, OH

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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2025-03-25
  • OH RA
    APPROVED
    Since 2025-03-25

Branch Locations

9636 Cincinnati Columbus Rd, Cincinnati, OH 45241-1072 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Saxon Financial Consulting Cincinnati OH 07/2013 02/2023
Cambridge Invesment Research, Inc. Fairfield IA 04/2014 02/2023
Ameriprise Financial Services, Llc Cincinnati OH 02/2023 Present
  • 07/2013 → 02/2023
    Saxon Financial Consulting
    Cincinnati, OH
  • 04/2014 → 02/2023
    Cambridge Invesment Research, Inc.
    Fairfield, IA
  • 02/2023 → Present
    Ameriprise Financial Services, Llc
    Cincinnati, OH
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-03-22
  • S66 Uniform Combined State Law Examination
    2025-03-22
Other Names
  • Amy Wetherington
  • Amy Lee Wetherington
  • Amy Lee Hollowell
  • Amy L Hollowell
  • Amy Hollowell

View on SEC IAPD

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Other Offices

QUEEN CITY CAPITAL MANAGEMENT, LLC · CINCINNATI, OH
OSAIC WEALTH, INC. · CINCINNATI, OH
BAHL & GAYNOR LLC · CINCINNATI, OH
BRIXEY & MEYER CAPITAL LLC · CINCINNATI, OH
OPUS CAPITAL MANAGEMENT · CINCINNATI, OH
FORMIDABLE ASSET MANAGEMENT, LLC · CINCINNATI, OH
RC CAPITAL · CINCINNATI, OH
STIFEL, NICOLAUS & COMPANY, INCORPORATED · CINCINNATI, OH

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