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1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-06-07 |
| TN | RA | APPROVED | 2023-11-13 |
Branch Locations
5100 Poplar Ave Suite 2300, Memphis, TN 38137 • United States
Collierville, TN • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| New York Life Ins Company | Collierville | TN | 08/2013 | 10/2023 |
| Nylife Securities Llc | Collierville | TN | 09/2013 | 10/2023 |
| Eagle Strategies Llc | Collierville | TN | 10/2023 | 10/2023 |
| Massmutual Life Insurance Company | Memphis | TN | 10/2023 | Present |
| Mml Investors Services Llc | Memphis | TN | 11/2023 | Present |
(1) Name: Shepherd Bible Church Inv Rel: N Add: 1035 E Winchester Blvd., Collierville, TN 38017 Nature: Religious Practice/Worship, Position: Guitar Player, Start Date: 02/14/2024, No Hr/Mo: 5, No Hr /Mo During Sec Trading: 0, Duties: Live performance for religious services. (2) Name: Shepherd Bible Church Inv Rel: Y Add: 1035 E Winchester Blvd., Collierville, TN 38017 Nature: Religious Position: Governing Elder Start Date: 01/05/2026 No. Hr/Mo: 10 No. Hr/Mo During Sec Trading: 0 Duties: Community care, religious counseling, and voting on use of charity funds to support the local community and missionaries. Responsible in part for the final decisions concerning the overall direction, discipline, and doctrine of the church.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2023-10-02 |
| S63 | Uniform Securities Agent State Law Examination | 2013-12-28 |
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