Patrick Francis Velasco

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2009 → 06/2019
  Southland Credit Union
  Los Alamitos, CA
• 05/2009 → 06/2019
  Lpl Financial Llc
  Torrence, CA
• 06/2019 → 04/2025
  Kestra Investment Services, Llc
  Torrance, CA
• 06/2019 → 04/2025
  Kestra Advisory Services, Llc
  Torrance, CA
• 04/2025 → Present
  Lpl Financial Llc
  Torrance, CA

Previous Registrations

• 2019-07-12 → 2025-05-02
  Kestra Advisory Services, Llc
  Torrance, CA
  Austin, TX
• 2009-05-26 → 2019-07-25
  Lpl Financial Llc
  Torrance, CA
  Los Alamitos, CA
  Downey, CA
  Los Angeles, CA
  Los Angeles, CA
• 2007-06-11 → 2009-05-26
  Wells Fargo Clearing Services, Llc
  Los Angeles, CA
  Redondo Beach, CA
  Rolling Hills Estates, CA
  Rolling Hills Estates, CA

Other Businesses

1 - 02/2025 - Heritage Wealth Management Group - DBA for LPL Business (entity for LPL business) - Inv Related - 160 Hours/Month - 160 Hours During Trading - At reported business location(s). 2 - 02/2025 - Rental Management - Real Estate Rental - Inv Related - 10 Hours/Month - CA 90502 - OBA Start Date: 04/04/2016.

Exams

• S66 Uniform Combined State Law Examination
  2007-06-08

Other Names

• Patrick F Velasco