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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2025-09-03 |
| TX | RA | APPROVED | 2025-09-03 |
Branch Locations
90 S 7Th St 10Th & 11Th Fls [Ge-Rbo], Minneapolis, MN 55402 • United States
30 E 7Th St Ste 1200, Saint Paul, MN 55101 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Minneapolis | MN | 05/2019 | 04/2022 |
| Wells Fargo Bank Na | Minneapolis | MN | 06/2015 | 05/2019 |
| Ameriprise Financial Services Llc | Wayzata | MN | 04/2022 | 09/2025 |
| Wells Fargo Clearing Services, Llc | Minneapolis | MN | 09/2025 | Present |
SIERS & SON VENTURES LLC; INV RELATED;BROOKLYN PARK ,MN; SPORTS CARDS;100% OWNERSHIP; START DATE: 04/01/2026; 3 HRS PER MONTH; 0 HRS DURING TRADING;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-08-22 |
| S63 | Uniform Securities Agent State Law Examination | 2013-09-11 |
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