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Current Employers
Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2024-11-14
  • NY RA
    APPROVED
    Since 2024-11-14

Branch Locations

401 Columbus Avenue Suite 204, Valhalla, NY 10595 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pruco Securities, Llc. White Plains NY 06/2013 11/2024
Prudential Insurance Company Of America White Plains NY 06/2013 Present
Lpl Enterprise, Llc Valhalla NY 11/2024 Present
Previous Registrations
Other Businesses

HEALTH REPUBLIC INS OF NEW YORK|UNITED HEALTHCARE - OXFORD JOHN RENDA POSITION: Selling health insurance NATURE: Finance and Insurance INVESTMENT RELATED: No NUMBER OF HOURS: 6 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2015 ADDRESS: 233 Bay Ridge Parkway, Apt 2A, Brooklyn NY 11209, United States DESCRIPTION: Selling health insurance with various companies

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2014-10-03
S63 Uniform Securities Agent State Law Examination 2013-10-18
  • S65 Uniform Investment Adviser Law Examination
    2014-10-03
  • S63 Uniform Securities Agent State Law Examination
    2013-10-18

View on SEC IAPD

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