Brooke Michal Garcia

Current Employers

Employment History

• 07/2013 → 08/2017
  Security Distributors
  Topeka, KS
• 07/2019 → 09/2020
  Security Distributors
  Topeka, KS
• 09/2017 → 06/2019
  Corefirst Bank & Trust
  Topeka, KS
• 09/2020 → 04/2021
  Cbiz
  Kansas City, MO
• 07/2021 → 10/2022
  Demarche Associates, Inc.
  Merriam, KS
• 07/2021 → 10/2022
  Discretionary Management Services, Llc
  Merriam, KS
• 07/2021 → 11/2022
  Endex Capital Management, Llc
  Merriam, KS
• 11/2022 → Present
  Ae Wealth Management, Llc
  Topeka, KS
• 12/2022 → Present
  Ae Financial Services, Llc
  Topeka, KS
• 11/2022 → Present
  Ae Wealth Management, Llc
  Topeka, KS

Previous Registrations

• 2021-07-20 → 2022-11-14
  Demarche
  Overland Park, KS
• 2021-07-28 → 2022-11-14
  Endex Capital Managment Llc
  Merriam, KS
• 2021-07-20 → 2022-11-14
  Demarche
  Overland Park, KS
• 2020-09-16 → 2021-04-26
  Cbiz Investment Advisory Services, Llc
  Cleveland, OH
  Kansas City, MO

Other Businesses

1) AE Wealth Management LLC POSITION: Associated Person NATURE: Investment Advice for fee INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 120 START DATE 11/2022 ADDRESS: 2950 SW McClure Road, Topeka, KS 66614 DESCRIPTION: Securities Sales and Services 2) Ambassador Financial POSITION: President/Founder NATURE: 501c3 loans INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 00 START DATE 04/2016 ADDRESS: 2400 W 78th St, Prairie Village, KS 66208 DESCRIPTION: Provides micro-loans to entrepreneurs in poverty. 3) B-Michael Leathercraft POSITION: Crafter NATURE: Handmade items for sale INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 00 START DATE 01/2018 ADDRESS: 2400 W 78th St, Prairie Village, KS 66208 DESCRIPTION: Leather crafting of wallets, bags, earrings, etc. 4.) CFA Society of Kansas City: POSITION: Board of Directors NATURE: Professional organization associated with CFA Institute INVESTMENT RELATED: Yes NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 1 START DATE: 07/01/2022 DESCRIPTION: I sit on the board, make decisions about programs and activities offered to members, and coordinate events for members.

Exams

• S63 Uniform Securities Agent State Law Examination
  2013-08-15

Designations

Other Names

• Brooke Michal Herren
• Brooke Michal Mueller