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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2017-11-30 |
| VA | RA | APPROVED | 2013-10-21 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stifel Nicolaus | Charlottesville | VA | 08/2013 | Present |
1. City of Promise; 708 Page St, Charlottesville, VA 22903; Education, Development, and mentoring for children living in underserved neighborhoods; Board of Directors; Work with other board members to insure the mission of the organization is being properly conducted; 10/06/2022; 2 Hours per Month; Not during securities trading hours; Not Investment-Related. 2. City of Promise Charlottesville; 708 Page Street Charlottesville, VA 22903; Non--profit, education; Chairman of the Board; conduct the board meetings. I still will not have any authorizations for transactions of any kind; 01/01/2026; 2hrs/mth; Not during securities trading hours; Not investment related
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2013-10-17 |
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