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Mark Alan Nicolet

Robert W. Baird & Co. Incorporated

Denver, CO

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Current Employers
Robert W. Baird & Co. Incorporated

777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2025-06-24
TX RA APPROVED 2025-06-24
  • CO RA
    APPROVED
    Since 2025-06-24
  • TX RA
    APPROVED
    Since 2025-06-24

Branch Locations

210 University Boulevard Ste 800, Denver, CO 80206 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
National Planning Corporation Santa Monica CA 07/2013 11/2017
Trilogy Capital, Inc. Denver CO 11/2015 06/2025
Lpl Financial Llc Denver CO 11/2017 07/2019
Trilogy Financial Services Denver CO 04/2013 06/2025
Lpl Financial, Llc Denver CO 06/2021 06/2025
Rw Baird Denver CO 06/2025 Present
  • 07/2013 → 11/2017
    National Planning Corporation
    Santa Monica, CA
  • 11/2015 → 06/2025
    Trilogy Capital, Inc.
    Denver, CO
  • 11/2017 → 07/2019
    Lpl Financial Llc
    Denver, CO
  • 04/2013 → 06/2025
    Trilogy Financial Services
    Denver, CO
  • 06/2021 → 06/2025
    Lpl Financial, Llc
    Denver, CO
  • 06/2025 → Present
    Rw Baird
    Denver, CO
Previous Registrations
  • 2015-11-23 → 2025-06-24
    Trilogy Capital, Inc.
    Denver, CO
    Irvine, CA
  • 2017-11-29 → 2018-04-17
    Lpl Financial Llc
    Denver, CO
  • 2014-01-03 → 2017-11-29
    National Planning Corporation
    Denver, CO
    Los Angeles, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2013-12-19
S63 Uniform Securities Agent State Law Examination 2013-10-08
  • S65 Uniform Investment Adviser Law Examination
    2013-12-19
  • S63 Uniform Securities Agent State Law Examination
    2013-10-08
Designations
Other Names
  • Mark Nicolet

View on SEC IAPD

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Other Offices

EXCELLERE PARTNERS · DENVER, CO
ALPINE QUANTITATIVE MANAGEMENT, LLC · DENVER, CO
MORGAN STANLEY · Denver, CO
CETERA INVESTMENT ADVISERS LLC · DENVER, CO
DREAM U.S. MANAGER LLC · DENVER, CO
KSL CAPITAL PARTNERS · DENVER, CO
CIBC PRIVATE WEALTH ADVISORS, INC. · Denver, CO
CIBC PRIVATE WEALTH ADVISORS, INC. · Denver, CO

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