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Nathan Douglas Cox

Charles Schwab & Co., Inc.

Fort Myers, FL

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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2021-02-05
FL RA APPROVED 2016-03-11
  • TX RA
    APPROVED_RES
    Since 2021-02-05
  • FL RA
    APPROVED
    Since 2016-03-11

Branch Locations

12580 University Drive Suite 100, Fort Myers, FL 33907-5672 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc. Fort Myers FL 07/2013 Present
Charles Schwab Bank, Ssb Fort Myers FL 09/2015 Present
Td Ameritrade Inc. Naples FL 04/2023 06/2024
  • 07/2013 → Present
    Charles Schwab & Co., Inc.
    Fort Myers, FL
  • 09/2015 → Present
    Charles Schwab Bank, Ssb
    Fort Myers, FL
  • 04/2023 → 06/2024
    Td Ameritrade Inc.
    Naples, FL
Other Businesses

1) Nathan Cox|Investment Related: No|Real Estate (Non-Agent/Broker)|Landlord|12/1/2023|Less than 20 hour/month - 0 during trading hours|My wife and I own a condo, our previous residence, that we rent out.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-03-10
S63 Uniform Securities Agent State Law Examination 2014-09-03
  • S66 Uniform Combined State Law Examination
    2016-03-10
  • S63 Uniform Securities Agent State Law Examination
    2014-09-03
Other Names
  • Nathan Cox
  • Nathan D Cox

View on SEC IAPD

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LPL FINANCIAL LLC
SANCTUARY ADVISORS, LLC
TRUIST ADVISORY SERVICES, INC.
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

Other Investors

DAVID JONATHAN MORELAND
Elizabeth Diane Scoggins
Devin Reich
WILLIAM CARR WHITE
JACQUELINE ANNETTE WEBSTER
SCOTT MICHAEL KLEIN
JEFFREY STUART MALAVSKY
WILLIAM HERBERT WHITE

Other Offices

STIFEL, NICOLAUS & COMPANY, INCORPORATED · FORT MYERS, FL
AMERIPRISE FINANCIAL SERVICES, LLC · Fort Myers, FL
BANKERS LIFE ADVISORY SERVICES, INC. · Fort Myers, FL
UBS FINANCIAL SERVICES INC. · FORT MYERS, FL
LPL FINANCIAL LLC · FORT MYERS, FL
SANCTUARY ADVISORS, LLC · FORT MYERS, FL
SANCTUARY ADVISORS, LLC · FORT MYERS, FL
TRUIST ADVISORY SERVICES, INC. · FORT MYERS, FL

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