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275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2026-03-24 |
| CA | RA | APPROVED | 2022-06-03 |
Branch Locations
180 North Riverview Drive Suite 220, Anaheim Hills, CA 92808 • United States
Oceanside, CA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Sabre | Southlake | TX | 06/2014 | 07/2017 |
| Vertiflex | Carlsbad | CA | 07/2017 | 12/2019 |
| Boston Scientific | Carlsbad | CA | 01/2020 | 04/2021 |
| Diversified Investment Services | Anaheim Hills | CA | 04/2021 | 01/2023 |
| Commonwealth Financial Network | Waltham | MA | 04/2021 | 01/2023 |
| Diversified Investment Services, Inc. | Anaheim Hills | CA | 01/2023 | Present |
| Commonwealth Financial Network | Waltham | MA | 01/2023 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-06-01 |
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