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Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2022-06-09
CA RA APPROVED 2022-03-30
  • TX RA
    APPROVED_RES
    Since 2022-06-09
  • CA RA
    APPROVED
    Since 2022-03-30

Branch Locations

2447 Pacific Coast Highway 2Nd Floor, Hermosa Beach, CA 90254 • United States

Torrance, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
California Retirement Advisors El Segundo CA 06/2013 10/2019
First Allied Securities Inc San Diego CA 05/2016 10/2019
Founders Financial Securities Towson MD 10/2019 03/2022
Jlife Wealth Management El Segundo CA 10/2019 03/2022
Cambridge Investment Research Advisors, Inc. Fairfield IA 03/2022 Present
Cambridge Investment Research, Inc. Fairfield IA 03/2022 Present
  • 06/2013 → 10/2019
    California Retirement Advisors
    El Segundo, CA
  • 05/2016 → 10/2019
    First Allied Securities Inc
    San Diego, CA
  • 10/2019 → 03/2022
    Founders Financial Securities
    Towson, MD
  • 10/2019 → 03/2022
    Jlife Wealth Management
    El Segundo, CA
  • 03/2022 → Present
    Fairfield, IA
  • 03/2022 → Present
    Cambridge Investment Research, Inc.
    Fairfield, IA
Previous Registrations
  • 2019-10-31 → 2022-03-30
    Towson, MD
    Manhattan Beach, CA
    El Segundo, CA
  • 2017-06-13 → 2019-10-31
    First Allied Advisory Services, Inc.
    El Segundo, CA
    El Segundo, CA
Other Businesses

1) INSURANCE / 1646 Nelson Ave, Manhattan Beach CA 90266 / 04/01/2022 / INV REL / INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES / 10 HR/MO - 5 HR/MO TRADING 2) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA, INV REL, 80 HR/MO - 40 HR/MO TRADING. 03/30/2022 3) JLIFE WEALTH MANAGEMENT, 2447 Pacific Coast Hwy, 2nd Floor, Hermosa Beach CA 90254, United States, 06/27/2023, Financial Advisor, Employee (receive a W-2), INV REL, 160 HR/MO - 80 HR/MO TRADING

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-09-16
  • S66 Uniform Combined State Law Examination
    2016-09-16
Other Names
  • Kelley Anne Stoddard
  • Kelley Stoddard
  • Kelley Lebica

View on SEC IAPD

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