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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2006-01-20 |
| TX | RA | APPROVED | 2000-03-16 |
Branch Locations
200 Pier Ave Ste 325, Hermosa Beach, CA 90254-3692 • United States
Manhattan Bch, CA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Hermosa Beach | CA | 09/2005 | 03/2020 |
| Ameriprise Financial Services, Llc | Hermosa Beach | CA | 03/2020 | Present |
Board of Directors; Dallas Skyline Juniors Volleyball; Board Member; 229 Green Acres Dr, , Dallas, TX, 75094; Not Investment-Related; 05/02/2023; 1 to 9 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2002-06-19 |
| S63 | Uniform Securities Agent State Law Examination | 2000-03-15 |
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