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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2021-11-18
CA RA APPROVED 2014-09-29
  • TX RA
    APPROVED_RES
    Since 2021-11-18
  • CA RA
    APPROVED
    Since 2014-09-29

Branch Locations

200 Pier Ave Ste 325, Hermosa Beach, CA 90254-3692 • United States

Redondo Beach, CA • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Hermosa Beach CA 12/2007 03/2020
Ameriprise Financial Services, Llc Hermosa Beach CA 03/2020 Present
Previous Registrations
Other Businesses

Business Ownership; Abundant Mama, Inc.; Owner; Manage Ameriprise Business; 200 Pier Ave #325, , Hermosa Beach, CA, 90254; Investment-Related; 03/04/2025; 1 to 9 hours per month; 1 to 9 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-07-30
  • S66 Uniform Combined State Law Examination
    2004-07-30
Other Names
  • Jean Marie Whitaker
  • Jean Marie Whitaker Ruimy
  • Jean Marie Ruimy
  • Jean Ruimy

View on SEC IAPD

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