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Angela Anne Dax

Ameriprise Financial Services, LLC

Hermosa Beach, CA

Manhattan Bch, CA

CRD 4496396

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Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2018-04-23
TX RA APPROVED_RES 2006-09-29
CA RA APPROVED 2002-04-01
  • FL RA
    APPROVED
    Since 2018-04-23
  • TX RA
    APPROVED_RES
    Since 2006-09-29
  • CA RA
    APPROVED
    Since 2002-04-01

Branch Locations

200 Pier Ave Ste 325, Hermosa Beach, CA 90254-3692 • United States

Manhattan Bch, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Hermosa Beach CA 09/2005 03/2020
Ameriprise Financial Services, Llc Hermosa Beach CA 03/2020 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-03-28
  • S66 Uniform Combined State Law Examination
    2002-03-28
Designations
  • Certified Financial Planner
Other Names
  • Angela Anne Gregg
  • Angela Anne Gregg

View on SEC IAPD

Nearby Firms

COVE STREET CAPITAL, LLC
TERPSI CAPITAL LP
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Nearby Investors

JACOB AARON DAX
JEAN RUIMY
Noah Joseph Kohl

Nearby Offices

COVE STREET CAPITAL, LLC · HERMOSA BEACH, CA
TERPSI CAPITAL LP · HERMOSA BEACH, CA
MARLIN EQUITY PARTNERS · HERMOSA BEACH, CA

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