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Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2022-07-13
TX RA APPROVED 2022-07-13
  • CA RA
    APPROVED
    Since 2022-07-13
  • TX RA
    APPROVED
    Since 2022-07-13

Branch Locations

3901 Atlantic Ave, Long Beach, CA 90807 • United States

7964 Beach Blvd., Buena Park, CA 90620 • United States

13223 South Street, Cerritos, CA 90703 • United States

18801 Gridley Rd, Cerritos, CA 90703 • United States

2220 N Bellflower Blvd, Long Beach, CA 90815 • United States

5059 Lakewood Boulevard, Lakewood, CA 90712 • United States

777 E Ocean Blvd., Ste B, Long Beach, CA 90802 • United States

4501 E Pacific Coast Hwy, Long Beach, CA 90804 • United States

6300 E. Spring St, Long Beach, CA 90815 • United States

8901 Valley View St., Ste. C, Buena Park, CA 90620 • United States

940 Long Beach Blvd, Long Beach, CA 90813 • United States

6400 E Pacific Coast Hwy Ste A120, Long Beach, CA 90803 • United States

5200 E. 2Nd Street,, Long Beach, CA 90803 • United States

2240 E Carson St, Long Beach, CA 90807 • United States

4229 Woodruff Ave, Lakewood, CA 90713 • United States

1223 Hermosa Ave, Hermosa Beach, CA 90254 • United States

1223 Hermosa Ave , Hermosa Beach, CA 90254 • United States

10221 Compton Ave #100, Los Angeles, CA 90002 • United States

251 E Compton Blvd, Compton, CA 90220 • United States

2811 Firestone Blvd, Ste 101, South Gate, CA 90280 • United States

7141 Pacific Blvd, Huntington Park, CA 90255 • United States

8813 S Sepulveda Blvd, Los Angeles, CA 90045 • United States

7151 W. Manchester Blvd Fl 1, Los Angeles, CA 90045 • United States

15359 Paramount Blvd, Paramount, CA 90723 • United States

201 Manhattan Beach Boulevard, Manhattan Beach, CA 90266 • United States

5932 Pacific Blvd, Huntington Park,, CA 90255 • United States

675 E Artesia Blvd, Long Beach, CA 90805 • United States

4426 Gage Ave., Bell, CA 90201 • United States

1223 Hermosa Ave, Hermosa Beach, CA 90254 • United States

3840 Martin Luther King Jr. Blvd., Lynwood, CA 90262 • United States

2600 Sepulveda Blvd., Manhattan Beach, CA 90266 • United States

7220 Eastern Avenue, Ste. A, Bell Gardens, CA 90201 • United States

130 E. Grand Ave., El Segundo, CA 90245 • United States

13535 Lakewood Blvd, Downey, CA 90242 • United States

1727 Artesia Blvd, Manhattan Beach, CA 90266 • United States

700 S. Sepulveda Blvd., Manhattan Beach, CA 90266 • United States

4240 Tweedy Blvd., South Gate, CA 90280 • United States

1600 S. Pacific Coast Hwy, Redondo Beach, CA 90277 • United States

1301 W Redondo Beach Blvd, Gardena, CA 90247 • United States

16804 Bellflower Blvd, Bellflower, CA 90706 • United States

1310 W Artesia Blvd, Gardena, CA 90248 • United States

246 S Pacific Coast Hwy, Redondo Beach, CA 90277 • United States

1027 West Manchester Ave, Los Angeles, CA 90044 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Vanguard Group Scottsdale AZ 07/2013 06/2022
Jpmorgan Chase Bank, N.A. Hermosa Beach CA 06/2022 Present
J.P. Morgan Securities Llc Hermosa Beach CA 06/2022 Present
  • 07/2013 → 06/2022
    Vanguard Group
    Scottsdale, AZ
  • 06/2022 → Present
    Jpmorgan Chase Bank, N.A.
    Hermosa Beach, CA
  • 06/2022 → Present
    Hermosa Beach, CA
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2017-12-11
S63 Uniform Securities Agent State Law Examination 2013-09-25
  • S65 Uniform Investment Adviser Law Examination
    2017-12-11
  • S63 Uniform Securities Agent State Law Examination
    2013-09-25
Other Names
  • David Adams
  • Dave Adams
  • David Wayne Adams

View on SEC IAPD

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