Ethan Michael Bays

Ubs Financial Services Inc.

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Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2019-02-22

TX RA
APPROVED

Since 2019-02-22

Branch Locations

760 Sw 9Th Ave Suite 2450, Portland, OR 97205 • United States

600 Sw Columbia, Ste 6200, Bend, OR 97702-3177 • United States

Drive, OR • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ubs Financial Services	Portland	OR	03/2014	Present

03/2014 → Present

Ubs Financial Services

Portland, OR

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2014-11-16

S66 Uniform Combined State Law Examination

2014-11-16

Designations

View on SEC IAPD

Other Firms

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

SUCCESS WEALTH MANAGEMENT LLC

INMAN FINANCIAL SERVICES, INC.

PINNACLE WEALTH ADVISORS

OSAIC WEALTH, INC.

MERCER GLOBAL ADVISORS INC.

LPL FINANCIAL LLC

CETERA INVESTMENT ADVISERS LLC

Other Investors

ALEX JOHN SHEPPARD

DANIEL JOSEPH HECK

JACQUELYN MARIE PASCIAK

STEVEN MICHAEL FAIN

BRANDON LEE ERICKSON

DAVID KENT PEDERSON

Other Offices

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · PORTLAND, OR

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Portland, OR

SUCCESS WEALTH MANAGEMENT LLC · Portland, OR

INMAN FINANCIAL SERVICES, INC. · PORTLAND, OR

PINNACLE WEALTH ADVISORS · Portland, OR

OSAIC WEALTH, INC. · TIGARD, OR

MERCER GLOBAL ADVISORS INC. · Tigard, OR

MERCER GLOBAL ADVISORS INC. · Tigard, OR

More in Portland, OR

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