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1717 Arch Street, Philadelphia, PA 19103 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2026-05-07 |
| NY | RA | APPROVED | 2026-05-07 |
| TX | RA | APPROVED_RES | 2026-05-07 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Nfp Advisor Services | Darien | CT | 01/2016 | 02/2017 |
| Commonwealth Financial Netword | Waltham | MA | 02/2017 | 03/2018 |
| Oppenheimer & Co. Inc | New York | NY | 04/2018 | 05/2026 |
| Janney Montgomery Scott Llc | Darien | CT | 05/2026 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2016-03-07 |
| S63 | Uniform Securities Agent State Law Examination | 2015-10-15 |
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