Best Investors Account Sign in

Neil Andrew Allerton

Edward Jones

Winston Salem, NC

CRD 6219948

Claim This Profile
Employer firm

Edward Jones CRD 250

$1.01T regulatory AUM 28,751 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-01-21
NC RA APPROVED 2017-03-06
  • TX RA
    APPROVED_RES
    Since 2020-01-21
  • NC RA
    APPROVED
    Since 2017-03-06

Branch Locations

5377 Robinhood Village Drive Suite D-04, Winston Salem, NC 27106 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors, Llc. Winston Salem NC 03/2016 11/2016
Wells Fargo Bank Na Winston Salem NC 03/2016 02/2017
Wells Fargo Clearing Services, Llc Winston Salem NC 11/2016 02/2017
Edward Jones Saint Louis MO 03/2017 Present
  • 03/2016 → 11/2016
    Wells Fargo Advisors, Llc.
    Winston Salem, NC
  • 03/2016 → 02/2017
    Wells Fargo Bank Na
    Winston Salem, NC
  • 11/2016 → 02/2017
    Wells Fargo Clearing Services, Llc
    Winston Salem, NC
  • 03/2017 → Present
    Edward Jones
    Saint Louis, MO
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-01-21
  • S66 Uniform Combined State Law Examination
    2014-01-21
Designations
  • Certified Financial Planner

View on SEC IAPD

Nearby Firms

WELLS FARGO CLEARING SERVICES, LLC
LPL FINANCIAL LLC
AMERIPRISE FINANCIAL SERVICES, LLC

Nearby Investors

JASON PAUL STERN
RYAN EDWARD BEAUDRY
CARLA WICKLINE THRASHER

Nearby Offices

WELLS FARGO CLEARING SERVICES, LLC · WINSTON SALEM, NC
LPL FINANCIAL LLC · WINSTON SALEM, NC
EDWARD JONES · WINSTON SALEM, NC

More in Winston Salem, NC

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor