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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2023-06-12 |
Branch Locations
250 Nicollet Mall Suite 2000, 16Th Floor, Minneapolis, MN 55401-1931 • United States
Buffalo, MN • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc | Minneapolis | MN | 12/2018 | 01/2021 |
| American Enterprise Investment Services, Inc | Minneapolis | MN | 12/2018 | 01/2021 |
| Rbc Wealth Management | Minneapolis | MN | 01/2016 | 11/2018 |
| Rbc Capital Markets, Llc | Minnapolis | MN | 01/2021 | Present |
1) NAME OF ENTITY: Four Bagger Capital; ADDRESS: 505 1st St NE, Buffalo MN 55313; NOT INVESTMENT RELATED; BUSINESS DESCRIPTION: Sports Card Dealer; CAPACITY: Owner/Active; START DATE: 03/01/2021; DUTIES: I will be responsible for the purchasing and selling of sports card inventory for the entity; HOURS DEVOTED PER MONTH: Less than 10; HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: None: 2) NAME OF ENTITY: Wright County Soccer Club ADDRESS: 1306 County Rd 134 NE Buffalo, MN 55313 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Soccer Club CAPACITY: Other START DATE: 03/01/23 DUTIES: Head Coach HOURS DEVOTED PER MONTH: 5 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-04-07 |
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